Recommendations for the Investigation of Research Misconduct
From The Embassy of Good Science
ResourcesGuidelines
Recommendations for the Investigation of Research Misconduct
Related Initiative
What is this about?
Recommendations for the Investigation of Research Misconduct provides practical guidance on how research institutions and integrity bodies should respond to and investigate allegations of research misconduct and other irresponsible practices. It supplements the European Code of Conduct for Research Integrity by offering detailed, experience-based recommendations for defining misconduct, establishing and improving research integrity systems, and handling allegations fairly, transparently, and effectively. The handbook covers key topics such as identifying unacceptable practices, setting up investigation procedures, managing conflicts of interest, composing competent committees, balancing transparency with confidentiality, and addressing appeals and sanctions. It also discusses cross-boundary cases involving multiple institutions or countries and urges learning and harmonization across systems while respecting national and institutional differences. Importantly, it emphasises protecting those involved in investigations researchers, whistleblowers, and committee members to maintain trust and uphold integrity in research communities.
Why is this important?
This handbook is important for research integrity offices and institutional officials responsible for investigating alleged misconduct, as it provides structured, practical guidance. It helps universities and research institutions establish or improve their research integrity systems and formal procedures. Investigation committee members and administrators benefit by understanding best practices for fair, transparent, and unbiased processes. Researchers and whistleblowers gain clarity on how misconduct allegations should be handled and what protections should be in place. Finally, national or regional research policymakers and funders can use it to support harmonised, credible, and trustworthy approaches to upholding research integrity across institutions and borders.
For whom is this important?
Research integrity officers and ethics committeesUniversities and research institutionsInvestigation committee members and administratorsResearchers and academic staffResearch funders and policy makers
